IPO Glossary

Kostak Rate, GMP and Subject to Sauda Explained

Three grey market terms every IPO investor sees but rarely fully understands. Here is what each one means, how they differ, and when they actually matter for your decision.

sHQ
stoicHQ Research Team · Ex-quants, IIT Delhi · June 2026

GMP — Grey Market Premium

The unofficial premium at which IPO shares trade before listing.

GMP is the extra amount above the issue price that buyers in the grey market are willing to pay for IPO shares before they officially list on NSE or BSE. If the issue price is ₹200 and GMP is +₹40, the grey market expects the listing price to be around ₹240.

GMP is quoted daily and changes as subscription data comes in. A rising GMP on Day 1 and Day 2 of subscription typically signals strong demand. Falling GMP toward close date is a warning sign.

GMP is entirely informal and unregulated — no transaction goes through SEBI, NSE, or BSE. There is counterparty risk in every grey market deal.

Example
IPO issue price ₹321. GMP = +₹48. Expected listing: ~₹369. Premium over issue: ~15%.

Kostak Rate

The fixed amount paid to buy or sell an IPO application before allotment is known.

Kostak is the premium someone pays to buy your entire IPO application — regardless of whether you get allotment. If Kostak is ₹500, the buyer pays you ₹500 upfront, and if you get allotment, the allotted shares (and the listing gain) belong to the buyer. If you don't get allotment, the buyer still paid you ₹500 — no refund.

For the seller, Kostak locks in a guaranteed ₹500 profit per lot regardless of allotment outcome. For the buyer, they are betting that allotment happens and the listing gain exceeds ₹500.

Kostak is more popular in heavily oversubscribed SME IPOs where allotment is uncertain, and when listing gain expectations are very high.

Example
IPO close date in 2 days. Kostak = ₹400. You sell your application for ₹400 upfront. Buyer gets allotment of 1 lot at ₹10,000. Lists at ₹12,000. Buyer gains ₹2,000 − ₹400 = ₹1,600. You got a guaranteed ₹400.

Subject to Sauda (STS)

A conditional deal — payment only if allotment happens.

Subject to Sauda is a modified Kostak where the buyer pays only if you actually receive allotment. If you don't get allotment, no money changes hands.

STS rates are always lower than Kostak rates for the same IPO, because the buyer assumes less risk (they only pay if allotment happens). If Kostak is ₹500, Subject to Sauda might be ₹800 — you earn more, but only if you're allotted.

STS is better for sellers who are confident in getting allotment but don't want the hassle of waiting to sell on listing day. Kostak is better for sellers who want certainty regardless of allotment outcome.

Example
STS = ₹800. You get allotment of 1 lot. Buyer pays ₹800. You also have the shares — but you've pre-committed to selling them to the buyer at the agreed price.

GMP vs Kostak vs Subject to Sauda — quick comparison

FeatureGMPKostakSubject to Sauda
What it measuresExpected listing premiumValue of the full applicationValue if allotment happens
When payment happensAt listing (informal)Before allotment — unconditionalOnly if allotted
Allotment riskBuyer takes riskBuyer takes full riskNo allotment = no deal
Typical use caseGauging listing sentimentLock in profit with certaintyEarn more but conditional
Who benefits moreBulls on listing dayRisk-averse sellersSellers confident in allotment
Important warning

All grey market activity — GMP, Kostak, and Subject to Sauda — is completely unregulated by SEBI. There is no legal recourse if a counterparty defaults. Participation involves real counterparty risk. These prices should be used as sentiment indicators only, not as a basis for financial decisions.

Related: Live IPO GMP today · Upcoming IPOs India · Full GMP guide with examples